Herbert (Herb) Mazariegos
U.S. Chief BSA/AML Officer, BMO Financial Group
Herbert Mazariegos is the U.S. Chief BSA/AML Officer for BMO Financial Group. He is responsible for the BSA/AML compliance program for the U.S.
Prior to joining BMO, Herb was the Global Head of Bank of America's Financial Intelligence Unit. During his tenure, he was responsible for AML and Economic Sanctions intelligence operations, systems, and monitoring and surveillance covering over 40 countries. He led strategic Anti-Money Laundering efforts across Compliance, Risk, Global Banking and Markets, and Technology and Operations. Herb also managed large Trading Operations for Bankers Trust Company.
Herb has a Bachelor of Science degree from Saint Francis College in New York. He is a Certified Anti-Money Laundering Specialist (CAMS), Project Management Professional (PMP), Six Sigma Black Belt, and has held FINRA Series 7 and 63 licenses.